Michael H. Bissell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Howard Bissell was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2009 - September 13, 2018
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - August 21, 2018
SECURITIES AMERICA, INC.
May 30, 2007 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
January 3, 2002 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
February 5, 1996 - January 11, 2002
MML INVESTORS SERVICES, LLC
November 22, 1995 - January 1, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 22, 1995 - January 1, 1996
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
