Glenn J. Meyer
Professional summary
Glenn James Meyer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Glenn had worked at 8 firms, which includes VISION SECURITIES INC., EQUITY TRADING ONLINE LLC, WESTCAP SECURITIES INC., BASIC INVESTORS INC., BISHOP ROSEN & CO. INC., JOSEPHTHAL & CO. INC., GLENN MICHAEL FINANCIAL INC., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2006 - February 19, 2008
VISION SECURITIES INC.
July 25, 2006 - July 26, 2006
EQUITY TRADING ONLINE, LLC
January 6, 2005 - July 26, 2006
WESTCAP SECURITIES, INC.
January 11, 2002 - December 14, 2004
BASIC INVESTORS INC.
November 1, 2000 - January 30, 2002
BISHOP, ROSEN & CO., INC.
February 22, 1999 - November 28, 2000
JOSEPHTHAL & CO., INC.
July 20, 1998 - February 16, 1999
GLENN MICHAEL FINANCIAL, INC.
November 2, 1995 - July 8, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
VISION SECURITIES INC.
CRD#: 35001 / SEC#: , 8-46500
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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