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Glenn James Meyer

CRD# 2674576·Registered 1995 - 2008
Barred: Glenn James Meyer was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Glenn James Meyer was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1995 - 2008. Glenn had worked at 8 firms and has passed the Series 63, Series 7, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

VISION SECURITIES INC.·CRD# 35001
BD
Melville, NY
August 9, 2006 - February 19, 2008
EQUITY TRADING ONLINE, LLC·CRD# 104038
BD
New York, NY
July 25, 2006 - July 26, 2006
WESTCAP SECURITIES, INC.·CRD# 45250
BD
Melville, NY
January 6, 2005 - July 26, 2006
BASIC INVESTORS INC.·CRD# 1187
BD
Melville, NY
January 11, 2002 - December 14, 2004
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
November 1, 2000 - January 30, 2002
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
February 22, 1999 - November 28, 2000
GLENN MICHAEL FINANCIAL, INC.·CRD# 37912
BD
Melville, NY
July 20, 1998 - February 16, 1999
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
November 2, 1995 - July 8, 1998

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Current Firm

VS
VISION SECURITIES INC.

VISION SECURITIES INC.

CRD#: 35001 / SEC#: 8-46500
BD
Cancelled by SEC on 04/06/2011

Contact Information

Established

New York since 06/25/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GCG HOLDINGS, INC.OWNER—
GALLAGHER, DANIEL JAMESSECRETARY2092711
GALLAGHER, DANIEL JAMESCHAIRMAN2092711
LUBURIC, IVANPRESIDENT/CHIEF COMPLIANCE OFFICER2189458

Disclosures

Regulatory Event

11

Civil Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 1999About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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