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Bryan Scott Zimmerman

CRD# 2674525·Registered 1996 - 2006
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Scott Zimmerman was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1996 - 2006. Bryan had worked at 6 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ELECTRONIC ACCESS DIRECT, INC.·CRD# 36975
BD
Sarasota, FL
June 17, 2005 - May 8, 2006
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
April 4, 2005 - August 7, 2007
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
October 19, 2004 - January 17, 2005
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
June 1, 2001 - September 28, 2004
ALLEN DOUGLAS SECURITIES, INC.·CRD# 42410
BD
Winter Park, FL
September 1, 2000 - May 31, 2001
ELECTRONIC ACCESS DIRECT, INC.·CRD# 36975
BD
Sarasota, FL
July 21, 1997 - May 15, 2000
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
March 14, 1997 - May 27, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
June 12, 1996 - March 14, 1997
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
March 15, 1996 - June 17, 1996

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Current Firm

EA
ELECTRONIC ACCESS DIRECT, INC.

ALLEN DOUGLAS DIRECT, INC. | WORLD CAPITAL GROWTH CORPORATION | G.L. BARRETT & ASSOCIATES, SECURITIES INCORPORATED | ELECTRONIC ACCESS DIRECT, INC. | ELECTRONIC ACCESS DIRECT | EADIRECT, INC.

CRD#: 36975 / SEC#: 8-47549
BD
Terminated by SEC on 11/24/2007

Contact Information

Established

Florida since 07/01/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BARRETT, RICHARD LEEPRESIDENT/CCO/FINOP2516978
EDWARDS, DONALD WILLIAM JRCHMN/CEO2539678
BERKOWITZ, WILLIAMPREFERRED OWNER—
HUGHES, ROBERT KPREFERRED OWNER—

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2003

Series 3 — National Commodity Futures Examination

Passed Jul 2002About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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