Bryan S. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Scott Zimmerman was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1996. Bryan had worked at 6 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2005 - May 8, 2006
ELECTRONIC ACCESS DIRECT, INC.
April 4, 2005 - August 7, 2007
SUNSTATE EQUITY TRADING
October 19, 2004 - January 17, 2005
SUNSTATE EQUITY TRADING
June 1, 2001 - September 28, 2004
SUNSTATE EQUITY TRADING
September 1, 2000 - May 31, 2001
ALLEN DOUGLAS SECURITIES, INC.
July 21, 1997 - May 15, 2000
ELECTRONIC ACCESS DIRECT, INC.
March 14, 1997 - May 27, 1997
GUNNALLEN FINANCIAL, INC
June 12, 1996 - March 14, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 15, 1996 - June 17, 1996
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/16/2003
Limited Representative-Equity Trader ExamCurrent Firm
ELECTRONIC ACCESS DIRECT, INC.
CRD#: 36975 / SEC#: , 8-47549
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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