BR
Brian R. Re
SYMETRA SECURITIES
Bellevue, WA 98004-5153
Some features on this profile are disabled
CRD#: 2674364
BR
Professional summary
Brian R Re, who also goes by Brian Richard Re, Brian Re, Brian R Re, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brian Richard Re | Brian Re | Brian R Re
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian R Re's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2022 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153BD
CRD#: 739
Bellevue, WA
Past
June 17, 2021 - November 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 23, 2015 - September 27, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Past
April 3, 2013 - December 17, 2014
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
February 4, 2013 - March 14, 2013
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
CHARLOTTE, NC
Past
July 25, 2012 - January 30, 2013
DESTRA CAPITAL INVESTMENTS LLC
BD
CRD#: 148299
BOZEMAN, MT
Past
April 27, 2006 - April 13, 2011
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
June 23, 2003 - April 20, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
February 14, 2003 - June 30, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
October 17, 2000 - April 24, 2002
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
December 1, 1997 - July 13, 2000
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2023)
RR
Alaska(8/17/2023)
RR
Arizona(8/17/2023)
RR
Arkansas(8/17/2023)
RR
California(8/17/2023)
RR
Colorado(8/17/2023)
RR
Connecticut(8/17/2023)
RR
Delaware(8/17/2023)
RR
District of Columbia(8/17/2023)
RR
Florida(8/17/2023)
RR
Georgia(8/17/2023)
RR
Hawaii(8/17/2023)
RR
Idaho(8/17/2023)
RR
Illinois(8/17/2023)
RR
Indiana(8/17/2023)
RR
Iowa(8/17/2023)
RR
Kansas(8/17/2023)
RR
Kentucky(8/17/2023)
RR
Louisiana(8/17/2023)
RR
Maine(8/17/2023)
RR
Maryland(8/17/2023)
RR
Massachusetts(8/17/2023)
RR
Michigan(8/17/2023)
RR
Minnesota(8/17/2023)
RR
Mississippi(8/17/2023)
RR
Missouri(8/17/2023)
RR
Montana(8/17/2023)
RR
Nebraska(8/17/2023)
RR
Nevada(8/17/2023)
RR
New Hampshire(8/17/2023)
RR
New Jersey(8/17/2023)
RR
New Mexico(8/17/2023)
RR
New York(8/17/2023)
RR
North Carolina(2/28/2022)
RR
North Dakota(8/17/2023)
RR
Ohio(8/17/2023)
RR
Oklahoma(8/17/2023)
RR
Oregon(8/17/2023)
RR
Pennsylvania(8/17/2023)
RR
Rhode Island(8/17/2023)
RR
South Carolina(8/17/2023)
RR
South Dakota(8/17/2023)
RR
Tennessee(8/17/2023)
RR
Texas(8/17/2023)
RR
Utah(8/17/2023)
RR
Vermont(8/17/2023)
RR
Virginia(8/17/2023)
RR
Washington(2/28/2022)
RR
West Virginia(8/17/2023)
RR
Wisconsin(8/17/2023)
RR
Wyoming(8/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYMETRA SECURITIES, INC.
SAFECO SECURITIES, INC. | SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135
Mailing Address
777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135
Phone number
(800) 796-3872
Established
Washington since 08/24/1967
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
