Dana R. Norman

DANA R. NORMAN

SWANSEA, MA 02777

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CRD#: 2674346

Professional summary

Dana Robert Norman, who also goes by Dana R Norman, is a registered financial advisor currently at DANA R. NORMAN located in Swansea, Massachusetts.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Dana has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dana R Norman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Norman, Graham & DiGangi; Not-Investment Related; 452 Wilbur Ave, Swansea, MA 02777; Accounting Firm; CPA; Previous owner (10/1985-01/2018); Since 01/2018, serving as part-time CPA; 45 hours/month; 25 hours/month; Consulting with clients, assisting with filing, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Robert Norman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 1997 - Present

DANA R. NORMAN

Office #1: 452 Wilbur Avenue, Swansea, MA 02777

RIA

CRD#: 129377

SWANSEA, MA

Past

December 12, 1995 - December 2, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/4/1997)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/11/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DANA R. NORMAN

DANA R. NORMAN | NORMAN, DANA R

CRD#: 129377 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/5/1997 Approved)

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Contact information

Main Address

452 Wilbur Avenue, Swansea, MA 02777

Mailing Address

Phone number

(508) 676-8561

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 103,906,102

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Dana R. Norman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Robert Norman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DANA R. NORMAN

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/1996

Series 63

Date: 12/11/1995

Series 6

Date: 12/11/1995

Current Firm

DANA R. NORMAN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DANA R. NORMAN

TRUST BUT VERIFY

Contact information

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