Abraham A. Oksenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham Aba Oksenberg, who also goes by Abraham Oksenberg, was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 1997. Abraham had worked at 12 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2015 - September 2, 2015
T3 TRADING GROUP, LLC
May 1, 2013 - June 1, 2015
KOYOTE TRADING LLC
May 7, 2012 - August 16, 2012
MERUS CAPITAL PARTNERS, LLC
May 10, 2011 - July 27, 2011
WTS PROPRIETARY TRADING GROUP LLC
April 7, 2010 - May 4, 2011
QUAD CAPITAL, LLC
August 3, 2009 - April 1, 2010
KOYOTE TRADING LLC
November 7, 2007 - October 8, 2009
SCHOTTENFELD GROUP LLC
June 7, 2007 - November 14, 2007
ECHOTRADE LLC
April 13, 2007 - June 26, 2007
OFFMAN SECURITIES, LLC
April 26, 2006 - October 26, 2006
OFFMAN SECURITIES, LLC
December 5, 2005 - February 8, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
February 27, 2004 - March 8, 2004
TRILLIUM BROKERAGE SERVICES, LLC
April 14, 2003 - January 15, 2004
SCHONFELD SECURITIES, LLC
September 24, 1997 - April 12, 2000
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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