Stephen H. Brinck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Henry Brinck JR, who also goes by Stephen H Brinck Jr, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1995. Stephen had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2022 - July 11, 2024
FARADAY CAPITAL, L.P.
October 3, 2017 - December 31, 2020
FARADAY CAPITAL, L.P.
April 11, 2014 - April 24, 2017
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
February 18, 2014 - April 24, 2017
FIRST REPUBLIC SECURITIES COMPANY, LLC
August 13, 2008 - April 29, 2010
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
August 12, 2008 - April 29, 2010
FIRST REPUBLIC SECURITIES COMPANY, LLC
December 14, 2004 - August 1, 2008
THOMAS WEISEL PARTNERS LLC
September 1, 1999 - August 1, 2008
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - July 30, 1999
BANC OF AMERICA SECURITIES LLC
December 8, 1995 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FARADAY CAPITAL, L.P.
CRD#: 289584 / SEC#: 802-130977
Contact information
Documents
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 1/15/2025 |
| California | ERA - Withdrawn | 1/15/2025 |
Red Flags
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