Edward J. Haberfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Haberfield, who also goes by Ted Haberfield, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2013 - December 23, 2019
VCS VENTURE SECURITIES
November 14, 2012 - June 28, 2013
ANTAEUS CAPITAL, INC.
June 6, 2012 - June 28, 2013
ANTAEUS CAPITAL, INC.
December 21, 2009 - June 16, 2010
CALLAN CAPITAL, LLC
December 4, 2009 - May 29, 2012
SHORELINEAMBROSE ADVISORS, LLC
January 4, 2008 - December 18, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
January 4, 2008 - December 18, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
March 25, 2004 - January 23, 2008
CITIGROUP GLOBAL MARKETS INC.
August 27, 2001 - January 23, 2008
CITIGROUP GLOBAL MARKETS INC.
March 5, 1997 - August 30, 2001
MORGAN STANLEY DW INC.
January 17, 1996 - May 29, 1996
WFP SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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