MG
Matthew A. Guerrise
FMSBONDS
Boca Raton, FL 33431
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CRD#: 2673770
MG
Professional summary
Matthew Anthony Guerrise is a registered financial professional currently at FMSBONDS, INC. located in Boca Raton, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Anthony Guerrise's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2002 - Present
FMSBONDS, INC.
Office #1: 4775 Technology Way, Boca Raton, FL 33431BD
CRD#: 7793
Boca Raton, FL
Past
July 2, 2002 - August 21, 2002
US TRADING LLC
BD
CRD#: 37426
NEW YORK, NY
Past
November 30, 2000 - August 8, 2002
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2020)
RR
Alaska(1/31/2020)
RR
Arizona(1/31/2020)
RR
Arkansas(1/31/2020)
RR
California(9/13/2005)
RR
Colorado(1/31/2020)
RR
Connecticut(1/31/2020)
RR
Delaware(1/31/2020)
RR
District of Columbia(1/31/2020)
RR
Florida(8/22/2002)
RR
Georgia(1/31/2020)
RR
Hawaii(1/31/2020)
RR
Idaho(1/26/2004)
RR
Illinois(1/31/2020)
RR
Indiana(1/31/2020)
RR
Iowa(1/31/2020)
RR
Kansas(1/31/2020)
RR
Kentucky(1/31/2020)
RR
Louisiana(1/31/2020)
RR
Maine(1/31/2020)
RR
Maryland(1/31/2020)
RR
Massachusetts(1/31/2020)
RR
Michigan(1/31/2020)
RR
Minnesota(1/31/2020)
RR
Mississippi(1/31/2020)
RR
Missouri(1/31/2020)
RR
Montana(1/31/2020)
RR
Nebraska(1/31/2020)
RR
Nevada(1/31/2020)
RR
New Hampshire(1/31/2020)
RR
New Jersey(1/31/2020)
RR
New Mexico(1/31/2020)
RR
New York(1/31/2020)
RR
North Carolina(1/31/2020)
RR
North Dakota(1/31/2020)
RR
Ohio(1/31/2020)
RR
Oklahoma(1/31/2020)
RR
Oregon(1/31/2020)
RR
Pennsylvania(1/31/2020)
RR
Puerto Rico(1/31/2020)
RR
Rhode Island(1/31/2020)
RR
South Carolina(1/31/2020)
RR
South Dakota(1/31/2020)
RR
Tennessee(1/31/2020)
RR
Texas(1/31/2020)
RR
Utah(1/31/2020)
RR
Vermont(1/31/2020)
RR
Virginia(1/31/2020)
RR
Washington(1/31/2020)
RR
West Virginia(1/31/2020)
RR
Wisconsin(1/31/2020)
RR
Wyoming(1/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/15/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FMSBONDS, INC.
FIRST MIAMI SECURITIES, INC. | TAX-FREE BONDS.COM | TAX-FREE BONDS | FMSBONDS.COM | FMSBONDS, INC. | FMS,INC. | FMS, INC. | FMS BONDS, INC. | FMS BONDS
CRD#: 7793 / SEC#: , 8-23280
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Phone number
(800) 741-1103
Established
Florida since 08/11/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FMSBONDS, INC.
CRD#: 7793Boca Raton, FL 33431TRUST BUT VERIFY
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