David T. Attisani

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CRD#: 2673766

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Thomas Attisani was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1996. David had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2014 - March 3, 2015

LOOP CAPITAL MARKETS LLC

CRD#: 43098

NEW YORK, NY

Past

March 6, 2014 - September 12, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 23, 2012 - September 26, 2013

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

NEW YORK, NY

Past

April 12, 2012 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

February 17, 2012 - April 20, 2012

KELSON CAPITAL LLC

CRD#: 149477

NEW YORK, NY

Past

August 2, 2010 - November 4, 2011

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

NEW YORK, NY

Past

August 25, 2009 - July 8, 2010

RAIT SECURITIES, LLC

CRD#: 136622

NEW YORK, NY

Past

January 16, 2009 - August 26, 2009

ALADDIN CAPITAL LLC

CRD#: 103766

STAMFORD, CT

Past

December 6, 2004 - August 8, 2008

COUNTRYWIDE SECURITIES CORPORATION

CRD#: 10598

NEW YORK, NY

Past

August 26, 2002 - July 8, 2004

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 30, 2001 - August 20, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 1, 1996 - November 17, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/21/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/27/1995

General Securities Representative Examination

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David T. Attisani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMER & CO. INC.

SANTANDER US CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

KELSON CAPITAL LLC

KEEFE, BRUYETTE & WOODS, INC.

RAIT SECURITIES, LLC

ALADDIN CAPITAL LLC

COUNTRYWIDE SECURITIES CORPORATION

UBS SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2001

Series 63

Date: 1/12/1996

SIE

Date: 3/3/2015

Series 3

Date: 2/21/1996

Series 7

Date: 12/27/1995

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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