Gita R. Rao

EAST HORIZON INVESTMENTS

Cambridge, MA 02142

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CRD#: 2673674

Professional summary

Gita Rama Rao PH.D, who also goes by Gita Rama Rao, is a registered financial advisor currently at EAST HORIZON INVESTMENTS located in Cambridge, Massachusetts.

Gita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Gita has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gita Rama Rao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Massachusetts Institute of Technology (MIT) Senior Lecturer in Finance MIT Sloan School Not investment related; teaching and academic advising 06/2013 to present 25 hours/week during academic year; 5 hours/week May-September

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gita Rama Rao PH.D's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2016 - Present

EAST HORIZON INVESTMENTS

Office #1: One Broadway 14th Floor, Cambridge, MA 02142

RIA

CRD#: 158364

Cambridge, MA

Past

November 8, 2018 - August 10, 2023

PLUM POINTE WEALTH MANAGEMENT, LTD

RIA

CRD#: 284379

PROVIDENCE, RI

Past

August 14, 2013 - December 31, 2014

ASPARI CAPITAL, LLC

RIA

CRD#: 167697

BROOKLINE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2013

Uniform Investment Adviser Law Examination

Current Firm

EAST HORIZON INVESTMENTS

EAST HORIZON INVESTMENTS | EAST HORIZON INVESTMENTS LLC

CRD#: 158364 / SEC#:

Florida

Registered Investment Advisory firm - (6/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (1/4/2012 Approved)

Texas

Registered Investment Advisory firm - (3/15/2021 Conditional Restricted)

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Contact information

Main Address

One Broadway 14th Floor, Cambridge, MA 02142

Mailing Address

Phone number

(617) 401-2704

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 42,060,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2024	Cover Page	Report
09/25/2023	Cover Page	Report
07/13/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gita R. Rao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gita Rama Rao PH.D's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAST HORIZON INVESTMENTS

PLUM POINTE WEALTH MANAGEMENT, LTD

ASPARI CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2013

Current Firm

EAST HORIZON INVESTMENTS

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAST HORIZON INVESTMENTS

TRUST BUT VERIFY

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