Jeffrey T. Davenport
Professional summary
Jeffrey Thomas Davenport is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Minneapolis, Minnesota.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Thomas Davenport's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2011 - Present
NUVEEN SECURITIES, LLC
Office #1: 901 Marquette Avenue Suite 2900, Minneapolis, MN 55402January 2, 2009 - May 24, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 29, 2006 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
February 5, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
February 5, 1998 - January 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
