Edward W. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward William Murphy was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - December 31, 2024
ELITE CAPITAL MANAGEMENT, LLC
January 29, 2009 - December 22, 2014
GREENWICH WEALTH MANAGEMENT, LLC
August 12, 2004 - December 31, 2008
SAXONY CAPITAL MANAGEMENT, LLC
July 29, 2003 - October 16, 2009
SAXONY SECURITIES, INC.
June 11, 2002 - July 29, 2003
BOLTON GLOBAL CAPITAL
January 23, 2002 - June 12, 2002
FIRST ALLIED SECURITIES, INC.
October 23, 1996 - January 22, 2002
EASTBROOK CAPITAL GROUP LLC
January 12, 1996 - October 29, 1996
NORTHEAST SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ELITE CAPITAL MANAGEMENT, LLC
CRD#: 173873 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 800,000 |
Red Flags
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