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KG

Karen D. Gephardt

FUSION PARTNERS GLOBAL
New York, NY
CRD#: 2673421
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KG
Karen Deraffele GephardtFUSION PARTNERS GLOBAL

Professional summary

Karen Deraffele Gephardt, who also goes by Karen D. Gephardt, Karen Deraffele Gephardt, is a registered financial professional currently at FUSION PARTNERS GLOBAL LLC located in New York, New York.

Karen is registered as a RR (Registered Representative) and started their career in finance in 2003. Karen has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Karen D. Gephardt | Karen Deraffele Gephardt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen Deraffele Gephardt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2018 - Present

FUSION PARTNERS GLOBAL LLC

Office #2: 205 East 59 St., Suite 12b, New York, NY 10022
BD
CRD#: 291875
New York, NY
Past

January 4, 2010 - May 30, 2018

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

February 13, 2003 - January 26, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/17/2019)
RR
Connecticut
(5/23/2019)
RR
Florida
(9/25/2019)
RR
Maryland
(3/22/2022)
RR
New Jersey
(6/27/2019)
RR
New York
(5/15/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/1/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/6/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/9/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/9/2003
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FUSION PARTNERS GLOBAL LLC
FUSION PARTNERS GLOBAL LLC

CRD#: 291875 / SEC#: , 8-70064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
205 East 59 St., Suite 12b, New York, NY 10022
Mailing Address
205 East 59 St., Suite 12b, New York, NY 10022
Phone number
(917) 821-1824
Established
New York since 11/28/2017
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GEPHARDT, KAREN DERAFFELEFOUNDER & MANAGING DIRECTOR/CCO2673421
STAMOVA, ILINA S.FINOP5500851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUSION PARTNERS GLOBAL LLC

CRD#: 291875New York, NY

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