DS
Daniel T. Sanders
INVESTX MARKETS LLC
Vancouver, BC, V6E 2E9
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CRD#: 2673344
DS
Professional summary
Daniel Taylor Sanders is a registered financial professional currently at INVESTX MARKETS LLC .
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Taylor Sanders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2022 - Present
INVESTX MARKETS LLC
Office #1: 1055 West Hastings Street Suite 1420, Vancouver, Bc, V6E 2E9Office #2: 19 Fulton Street Suite 300, New York, NY 10038Office #3: 19 Fulton St. Suite #300, New York, NY 10038BD
CRD#: 148248
Vancouver, BC,
Past
June 2, 2020 - October 13, 2021
LIQUIDNET, INC.
BD
CRD#: 103987
NEW YORK, NY
Past
September 5, 2017 - May 29, 2020
OLIVETREE FINANCIAL, LLC
BD
CRD#: 154026
NEW YORK, NY
Past
December 6, 2000 - December 22, 2016
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 11, 1996 - November 29, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2022)
RR
Alaska(2/14/2022)
RR
Arizona(2/14/2022)
RR
Arkansas(2/14/2022)
RR
California(2/14/2022)
RR
Colorado(2/14/2022)
RR
Connecticut(2/14/2022)
RR
Delaware(2/14/2022)
RR
Florida(2/14/2022)
RR
Georgia(2/14/2022)
RR
Idaho(2/14/2022)
RR
Illinois(2/14/2022)
RR
Indiana(2/14/2022)
RR
Iowa(2/14/2022)
RR
Kansas(2/14/2022)
RR
Kentucky(2/14/2022)
RR
Louisiana(2/14/2022)
RR
Maine(2/14/2022)
RR
Maryland(2/14/2022)
RR
Massachusetts(2/14/2022)
RR
Michigan(2/14/2022)
RR
Minnesota(2/14/2022)
RR
Mississippi(2/14/2022)
RR
Missouri(2/14/2022)
RR
Montana(2/14/2022)
RR
Nebraska(2/14/2022)
RR
Nevada(2/14/2022)
RR
New Hampshire(2/14/2022)
RR
New Jersey(2/14/2022)
RR
New Mexico(2/14/2022)
RR
New York(2/14/2022)
RR
North Carolina(2/14/2022)
RR
North Dakota(2/14/2022)
RR
Ohio(2/14/2022)
RR
Oklahoma(2/14/2022)
RR
Pennsylvania(2/14/2022)
RR
Rhode Island(2/14/2022)
RR
South Carolina(2/14/2022)
RR
South Dakota(2/14/2022)
RR
Texas(2/14/2022)
RR
Utah(2/14/2022)
RR
Vermont(2/14/2022)
RR
Virgin Islands(2/14/2022)
RR
Virginia(2/14/2022)
RR
Washington(2/14/2022)
RR
West Virginia(2/14/2022)
RR
Wisconsin(2/14/2022)
RR
Wyoming(2/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/21/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IM
INVESTX MARKETS LLC
AUCTUS SECURITIES, LLC | WOODVILLE HALL CAPITAL, LLC | INVESTX MARKETS LLC
CRD#: 148248 / SEC#: , 8-67996
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
19 Fulton Street Suite 300, New York, NY 10038
Mailing Address
19 Fulton Street Suite 300, New York, NY 10038
Phone number
(212) 390-9270
Established
Virginia since 10/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESTX MARKETS LLC
CRD#: 148248Vancouver, Bc, V6E 2E9TRUST BUT VERIFY
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