JF
Joe D. Franklin
INNOVATIVE ADVISORY PARTNERS
Hixson, TN 37343-4806
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CRD#: 2673133
JF
Professional summary
Joe David Franklin, CFP®, who also goes by Joe Franklin, is a registered financial advisor currently at INNOVATIVE ADVISORY PARTNERS, LLC located in Hixson, Tennessee.
Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Joe has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Franklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/09/2010: FRANKLIN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 99% OF TIME SPENT
(2) 10/03/2014: FRANKLIN WEALTH MANAGEMENT - INV REL - 4700 Hixson Pike, Hixson TN 37343 - NON-VARIABLE INSURANCE - START 09/24/2013 - 1 HR/MO ALL DURING SECS TRDG HRS - INS TYPES: LIFE, FIXED ANNUITIES.
(3) 01/15/2015: JF PROPERTIES - INV REL - 4700 HIXSON PIKE, HIXSON TN 37343 - REAL ESTATE RENTAL - START 04/09/2010 - 1 HR/MO NONE DURING SECS TRDG HRS - Owns office building
(4) 08/29/2016: Innovative Advisory Partners, LLC - Registered Investment Advisor - DBA: (Hybrid) Innovative Advisory Patners, LLC - Investment Related - 4700 Hixson Pike, Hixson Tn 37343 - Start 05/20/2010 - 160 Hr/Mo; 130 Hours During Securities Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 8/29/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(5) 08/29/2016: Innovative Advisory Partners, LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Franklin Wealth Management - Investment Related - 4700 Hixson Pike, Hixson Tn 37343 - Start 05/20/2010 - 160 Hr/Mo; 130 Hours During Securities Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 8/29/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(6) 09/07/2016: Innovative Advisory Partners, LLC - Registered Investment Advisor DBA - DBA: Financial Educators Network of East Tennessee - Investment Related - 4700 Hixson Pike, Hixson TN, 37343 - Start 10/01/2016 - 6 Hr/Mo; 0 Hour(s) During Securities Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 8/29/16. I expect to spend approximately 6 hours/month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
7). 08/14/2019 - Innovative Advisory Partners, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:07/15/2019 - 160 hrs/mo - 0 hrs during trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Joe David Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
February 10, 2017 - Present
INNOVATIVE ADVISORY PARTNERS, LLC
Office #1: 4700 Hixson Pike, Hixson, TN 37343-4806RIA
CRD#: 156135
Hixson, TN
Past
February 17, 2011 - December 31, 2016
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
HIXSON, TN
Past
May 17, 2010 - January 11, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
HIXSON, TN
Past
May 13, 2010 - April 30, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
HIXSON, TN
Past
March 11, 2004 - May 17, 2010
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
HIXSON, TN
Past
July 26, 2001 - May 17, 2010
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
HIXSON, TN
Past
April 28, 1997 - August 2, 2001
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
October 25, 1995 - April 24, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 25, 1995 - April 24, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(2/10/2017)
IAR
Texas(3/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4700 Hixson Pike, Hixson, TN 37343-4806
Mailing Address
Phone number
(423) 870-2140
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,108 |
| AUM (Assets Under Management) | $ 260,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INNOVATIVE ADVISORY PARTNERS, LLC
CRD#: 156135Hixson, TN 37343-4806TRUST BUT VERIFY
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