Brian K. Endres

BTIG

San Francisco, CA 94104

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CRD#: 2673131

Professional summary

Brian Kenneth Endres is a registered financial professional currently at BTIG, LLC located in San Francisco, California and BAYRIDGE SECURITIES, LLC located in San Francisco, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 7 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Kenneth Endres's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2008 - Present

BTIG, LLC

Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104Office #2: 350 Bush Street 9th Floor, San Francisco, CA 94104

CRD#: 122225

San Francisco, CA

Current

June 3, 2011 - Present

BAYRIDGE SECURITIES, LLC

Office #1: 350 Bush St 9th Floor, San Francisco, CA 94104

CRD#: 155765

San Francisco, CA

Past

April 14, 2004 - August 6, 2008

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

October 10, 2002 - April 5, 2004

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

February 1, 2000 - September 5, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 17, 1998 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

January 1, 1996 - May 5, 1998

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/30/2002

Financial and Operations Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street, San Francisco, CA 94104

Mailing Address

350 Bush Street, San Francisco, CA 94104

Phone number

(415) 248-5570

Established

Delaware since 10/07/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING L.P.	MEMBER
JABER, KAREEM IZZIDDIN	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	5467297
LEROY, ANTON MAURICE	CEO/MANAGING MEMBER	2862204
MAHON, DONALD LEE	CCO/MANAGING MEMBER	2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Endres

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Kenneth Endres's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYRIDGE SECURITIES, LLC

THINKEQUITY LLC

WELLS FARGO SECURITIES, LLC

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/30/1995

Series 27

Date: 12/30/2002

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BAYRIDGE SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BAYRIDGE SECURITIES, LLC

TRUST BUT VERIFY

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