Louis S. Kokernak
Professional summary
Louis Stephen Kokernak, CFP® is a registered financial advisor currently at HAVEN FINANCIAL ADVISORS located in Austin, Texas.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Louis has worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Louis Stephen Kokernak's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
November 13, 2015 - Present
HAVEN FINANCIAL ADVISORS
January 10, 2002 - May 9, 2003
ERNST & YOUNG INVESTMENT ADVISERS LLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/13/2015)
Exams
Series 2
Date: 10/5/1995
Non-Member General Securities ExaminationCurrent Firm
HAVEN FINANCIAL ADVISORS
CRD#: 118607 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 85,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
