Peter T. Alessi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Thomas Alessi was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1974. Peter had worked at 9 firms and has passed the Series 63, Series 7TO, Series 22TO, Series 6TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1998 - February 16, 2023
INTEGRATED FINANCIAL PLANNING SERVICES
April 17, 1997 - August 20, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 31, 1989 - June 20, 1997
EASTBROKERS NORTH AMERICA, INC.
February 13, 1987 - August 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 5, 1985 - October 1, 1986
PILOT FINANCIAL SERVICES, INC.
July 6, 1983 - December 27, 1984
WZW FINANCIAL SERVICES, INC.
August 25, 1982 - March 25, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
April 3, 1978 - July 5, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
April 1, 1974 - June 30, 1977
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 3/18/1978
Registered Representative ExaminationCurrent Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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