Lawrence A. Cromidas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alan Cromidas, who also goes by Larry Cromidas, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1995. Lawrence had worked at 16 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2021 - July 23, 2024
JONESTRADING
June 20, 2018 - September 10, 2018
EXANE, INC.
March 8, 2016 - March 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2016 - March 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 2014 - January 5, 2016
WALL STREET ACCESS
October 16, 2014 - November 18, 2014
LEK SECURITIES CORPORATION
December 6, 2013 - October 16, 2014
MILLER TABAK + CO., LLC
January 23, 2013 - May 30, 2013
LEK SECURITIES CORPORATION
July 26, 2012 - January 10, 2013
MAXIM GROUP LLC
May 27, 2011 - July 23, 2012
RODMAN & RENSHAW, LLC
July 12, 2010 - May 27, 2011
HUDSON SECURITIES,INC.
October 7, 2009 - June 30, 2010
QUAD CAPITAL, LLC
May 6, 2008 - October 12, 2009
HAPOALIM SECURITIES USA, INC.
July 19, 2006 - September 8, 2007
HUDSON SECURITIES,INC.
June 14, 2005 - July 18, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
December 10, 2004 - March 24, 2005
KEVIN DANN & PARTNERS, LLC
February 16, 2000 - October 8, 2003
KNIGHT CAPITAL AMERICAS, L.P.
February 1, 1999 - February 14, 2000
NATIONAL FINANCIAL SERVICES LLC
September 26, 1997 - February 1, 1999
FIDELITY BROKERAGE SERVICES LLC
June 17, 1997 - September 26, 1997
NATIONAL FINANCIAL SERVICES LLC
November 21, 1995 - June 17, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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