Efthimios G. Petrou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Efthimios George Petrou, who also goes by Tim Petrou, was a registered financial professional .
Efthimios is a previously registered financial professional and started their career in finance in 1995. Efthimios had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - July 26, 2022
ARIVE CAPITAL MARKETS
February 11, 2002 - August 4, 2015
J.P. TURNER & COMPANY, L.L.C.
October 29, 1999 - February 20, 2002
HAPOALIM SECURITIES USA, INC.
November 10, 1995 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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