Jennifer L. Panicker

MATHIS WEALTH MANAGEMENT

Broadlands, VA

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CRD#: 2672784

Professional summary

Jennifer Lynn Panicker, who also goes by Jennifer L Fitch, Jennifer Lynn Fitch, Jennifer L Ullmer, Jennifer Lynn Ullmer, is a registered financial advisor currently at MATHIS WEALTH MANAGEMENT located in Broadlands, Virginia and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Phoenix, Arizona.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jennifer has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer L Fitch | Jennifer Lynn Fitch | Jennifer L Ullmer | Jennifer Lynn Ullmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LARRY MATHIS FINANCIAL PLANNING LLC - INVESTMENT ADVISOR/OPERATIONS DIRECTOR - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 03/2015 - INVESTMENT RELATED 2.) LARRY MATHIS FINANCIAL PLANNING LLC - INVESTMENT ADVISOR/OPERATIONS DIRECTOR - REGISTERED INVESTMENT ADVISOR - SPRINGFIELD, VA - SINCE 03/2015 - INVESTMENT RELATED 3.) MATHIS WEALTH MANAGEMENT - OPERATIONS DIRECTOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 03/2015 - INVESTMENT RELATED 4.) MATHIS WEALTH MANAGEMENT - OPERATIONS DIRECTOR - LARRY'S INSURANCE SALES - PHOENIX, AZ - SINCE 02/2014 - INVESTMENT RELATED 5.) MATHIS PUBLIC SAFETY RETIREMENT - OPERATIONS DIRECTOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 09/2021 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Panicker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2015 - Present

MATHIS WEALTH MANAGEMENT

RIA

CRD#: 172858

Broadlands, VA

Current

February 10, 2014 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 7210 N 16th St Ste A, Phoenix, AZ 85020

RIA

CRD#: 20804

Phoenix, AZ

Past

February 26, 2014 - October 21, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

BROADLANDS, VA

Past

June 25, 2013 - February 11, 2014

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

March 11, 2008 - June 21, 2013

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

February 25, 2008 - June 21, 2013

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

August 31, 2007 - February 22, 2008

FFEC WEALTH PARTNERS LLC

CRD#: 16507

SCOTTSDALE, AZ

Past

October 5, 2006 - September 25, 2007

B. C. ZIEGLER AND COMPANY

CRD#: 61

SCOTTSDALE, AZ

Past

January 7, 2004 - June 30, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NORTHBROOK, IL

Past

October 24, 2003 - June 30, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 24, 2003 - June 30, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATHIS WEALTH MANAGEMENT

LARRY MATHIS FINANCIAL PLANNING, L.L.C. | MATHIS WEALTH MANAGEMENT | MATHIS PUBLIC SAFETY RETIREMENT

CRD#: 172858 / SEC#: 801-128560

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arizona

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/10/2014)

IAR

Arizona
(5/7/2015)

California
(10/25/2023)

Virginia
(11/16/2023)

IAR

Virginia
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MATHIS WEALTH MANAGEMENT

LARRY MATHIS FINANCIAL PLANNING, L.L.C. | MATHIS WEALTH MANAGEMENT | MATHIS PUBLIC SAFETY RETIREMENT

CRD#: 172858 / SEC#: 801-128560

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arizona

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

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Contact information

Main Address

7210 N 16th Street, Phoenix, AZ 85020

Mailing Address

Phone number

(602) 393-0501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATHIS WEALTH MANAGEMENT FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 183,072,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Panicker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Panicker's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CCO CAPITAL, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

FFEC WEALTH PARTNERS LLC

B. C. ZIEGLER AND COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MATHIS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2003

Series 24

Date: 2/2/2008

FINRA

Current Firm

MATHIS WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATHIS WEALTH MANAGEMENT

TRUST BUT VERIFY

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