Terrence Reagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Reagan, who also goes by Terrence Bartlett Reagan, Terrence Reggan, was a registered financial advisor .
Terrence is a previously registered financial advisor and started their career in finance in 1995. Terrence had worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2021 - May 4, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
January 23, 2019 - June 25, 2021
ARIVE CAPITAL MARKETS
November 5, 2015 - February 7, 2019
LAIDLAW & COMPANY (UK) LTD.
January 15, 2013 - February 21, 2014
B. RILEY WEALTH ADVISORS, INC.
January 31, 2011 - December 4, 2015
NATIONAL SECURITIES CORPORATION
July 13, 2010 - January 31, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 13, 2010 - January 31, 2011
J.P. TURNER & COMPANY, L.L.C.
June 1, 2009 - July 19, 2010
MORGAN STANLEY
June 1, 2009 - July 19, 2010
MORGAN STANLEY
February 26, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 25, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 21, 2006 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2006 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2004 - April 18, 2006
FIRST EMPIRE SECURITIES, INC.
June 12, 2003 - March 9, 2004
GUNNALLEN FINANCIAL, INC
October 1, 1999 - October 17, 2002
J.P. TURNER & COMPANY, L.L.C.
November 10, 1995 - July 19, 1999
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
