Marios K. Sinapoglou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marios Konstantinos Sinapoglou, who also goes by Morios Konstantinos Sinapoglou, was a registered financial professional .
Marios is a previously registered financial professional and started their career in finance in 1995. Marios had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 57TO, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2016 - April 1, 2020
TRINITY EXECUTIONS, LLC
September 26, 2013 - August 26, 2015
SUMO CAPITAL, LLC
August 13, 2012 - October 8, 2013
DRO-WST TRADING, LLC
August 14, 1996 - October 28, 1997
NEBRASKA HUDSON COMPANY, INC.
November 24, 1995 - January 26, 1996
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/6/2024
General Securities Representative ExaminationSeries 57TO
Date: 6/6/2024
Securities Trader ExamSeries 56
Date: 8/13/2012
Proprietary Trader Qualification ExaminationCurrent Firm
TRINITY EXECUTIONS, LLC
CRD#: 159105 / SEC#: , 8-68963
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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