Mark John Iveljic
Professional Summary
Mark John Iveljic is a registered financial advisor currently at REGAL SECURITIES, INC. located in Glenview, Illinois. Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
E-OPTION | SUCCESS TRADER | REGAL WEALTH MANAGEMENT, INC. | REGAL SECURITIES, INC. | REGAL DISCOUNT SECURITIES, INC. | REGAL DISCOUNT SECURITIES | INVESTRADE DISCOUNT SECURITIES | HEARTLAND SECURITIES, INC.
Contact Information
Main Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025Mailing Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025-3766Phone Number
(800) 786-9000Established
Illinois since 05/06/1977Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
Regulatory Event
11Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/6/2003)
(3/13/2008)
(1/5/2010)
(1/5/2010)
(3/13/2008)
(1/3/2012)
(5/6/2003)
(5/21/2003)
(3/21/1996)
(5/6/2003)
(1/5/2010)
(5/7/2003)
(5/6/2003)
(5/6/2003)
(1/5/2010)
(3/13/2008)
(1/5/2010)
(5/6/2003)
(1/5/2010)
(5/21/2003)
(3/13/2008)
(5/6/2003)
(5/6/2003)
(1/5/2010)
(5/6/2003)
(5/6/2003)
(5/6/2003)
(5/6/2003)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark John Iveljic's CRS (Customer Relationship Summary).
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