Christopher M. Sheridan
Professional summary
Christopher Michael Sheridan, who also goes by Chris Sheridan, Christopher Sheridan, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Sheridan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2025 - Present
CUNA BROKERAGE SERVICES, INC.
January 11, 2024 - September 18, 2025
MUTUAL OF AMERICA SECURITIES LLC
November 4, 2022 - November 10, 2023
USI ADVISORS
October 6, 2022 - November 10, 2023
USI SECURITIES, INC.
March 18, 2020 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 18, 2020 - September 12, 2022
MUTUAL OF AMERICA SECURITIES LLC
May 29, 2019 - February 17, 2020
ARVEST WEALTH MANAGEMENT
May 29, 2019 - February 17, 2020
ARVEST WEALTH MANAGEMENT
May 2, 2018 - May 16, 2019
AMERICAN CENTURY INVESTMENT SERVICES INC.
January 29, 2018 - April 30, 2018
FBL MARKETING SERVICES, LLC
June 12, 2017 - December 14, 2017
TD AMERITRADE, INC.
June 12, 2017 - December 15, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 12, 2017 - December 14, 2017
TD AMERITRADE, INC.
August 4, 2016 - May 25, 2017
BANCWEST INVESTMENT SERVICES, INC.
August 4, 2016 - May 25, 2017
BANCWEST INVESTMENT SERVICES, INC.
September 5, 2012 - June 1, 2016
WADDELL & REED
February 20, 2007 - June 1, 2016
WADDELL & REED
February 20, 2007 - June 1, 2016
IVY DISTRIBUTORS, INC.
November 3, 2006 - February 12, 2007
NEW ENGLAND SECURITIES
August 22, 2002 - October 23, 2002
CHARLES SCHWAB & CO., INC.
June 14, 2000 - June 20, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
August 6, 1998 - November 16, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 20, 1996 - February 9, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1995 - February 13, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
