Algird M. Norkus
Professional summary
Algird Mecys Norkus was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Algird is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Algird had worked at 5 firms, which includes MADISON AVENUE SECURITIES LLC, FINANCIAL PLANNING, USALLIANZ SECURITIES INC., DREHER & ASSOCIATES INC., 1717 CAPITAL MANAGEMENT COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2006 - August 24, 2010
MADISON AVENUE SECURITIES, LLC
May 8, 2000 - December 31, 2003
FINANCIAL PLANNING
January 5, 1998 - May 31, 2006
USALLIANZ SECURITIES, INC.
January 22, 1996 - January 12, 1998
DREHER & ASSOCIATES, INC.
October 30, 1995 - January 19, 1996
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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