Erik E. Gronvold

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CRD#: 2672324

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erik Edwin Gronvold was a registered financial professional .

Erik is a previously registered financial professional and started their career in finance in 1996. Erik had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2022 - March 27, 2024

USI ADVISORS

RIA

CRD#: 108113

GLASTONBURY, CT

Past

December 13, 2016 - January 31, 2017

FIDUCIARY CONCEPTS LLC

RIA

CRD#: 281581

DELAND, FL

Past

January 17, 2008 - October 3, 2016

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

HEATHROW, FL

Past

January 10, 2008 - October 3, 2016

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

HEATHROW, FL

Past

September 16, 2005 - January 3, 2008

AON RETIREMENT PLAN ADVISORS, LLC

RIA

CRD#: 136462

JACKSONVILLE, FL

Past

August 23, 2004 - September 2, 2005

AON CAPITAL ADVISORS LLC

RIA

CRD#: 125330

JACKSONVILLE, FL

Past

June 18, 2004 - January 3, 2008

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

May 7, 1998 - March 28, 2003

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

January 14, 1997 - June 24, 1997

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

March 6, 1996 - May 11, 1996

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

PITTSFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik E. Gronvold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDUCIARY CONCEPTS LLC

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

AON RETIREMENT PLAN ADVISORS, LLC

AON CAPITAL ADVISORS LLC

AON SECURITIES LLC

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BERKSHIRE EQUITY SALES, INC.

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/14/1995

SIE

Date: 9/13/2021

Series 7

Date: 1/13/1997

Series 6

Date: 11/14/1995

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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