DP
Doyel N. Price
INVICTA FINANCIAL GROUP
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 2672139
DP
Professional summary
Doyel Nmn Price JR, who also goes by Doyel Price Jr, is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in San Diego, California.
Doyel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Doyel has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doyel Price Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Doyel Price, Jr. is a licensed insurance agent of Doyel Price, Jr., Sole Proprietor since February 1996. He is an independent insurance agent that sells and services for P&C, health, and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $3,000 compensation annually for this activity and spends 3-5 hours per month on this activity. 2) Doyel Price, Jr. is a consultant and owner of Trusted Advising, Inc. since December 2016. This is a single owner corporation established to pay all appropriate payroll taxes, federal and state income taxes for advisory business. He receives no commission for this activity and spends 1-2 hours per month on this activity. 3) Doyel Price, Jr. is the trustee of a trust since March 2008. He receives no compensation for this activity and spends 1 hour per month on this activity. 4) Doyel Price, Jr. is a director on the Board of BDT & Associates, Inc. since June 2010. His primary duties include acting within the governs of the board and assisting other board members and officers in promoting the company. He attends all board meetings and assists within the board special duties and committees. He receives no compensation for this activity and spends 0-8 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Doyel Nmn Price JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2018 - Present
INVICTA FINANCIAL GROUP
Office #1: 11440 West Bernardo Court, Ste. 102, San Diego, CA 92127Office #2: 2615 East 24th Street Suite 2, Yuma, AZ 85365RIA
CRD#: 288008
San Diego, CA
Past
May 11, 2011 - September 10, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SAN DIEGO, CA
Past
February 5, 2009 - May 13, 2011
ONYX WEALTH ADVISORS, INC.
RIA
CRD#: 119558
SAN DIEGO, CA
Past
September 2, 2005 - February 6, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
OCEANSIDE, CA
Past
April 12, 2004 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
October 9, 2003 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
OCEANSIDE, CA
Past
January 1, 1996 - February 6, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
OCEANSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/18/2018)
IAR
Louisiana(5/13/2019)
IAR
Texas(1/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
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