Benjamin L. Grant
Professional summary
Benjamin Lee Grant was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Benjamin is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Benjamin had worked at 5 firms, which includes SAGE ADVISORY GROUP LLC, WEDBUSH SECURITIES INC., FIRST WILSHIRE SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, CITICORP SECURITIES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
October 11, 2005 - December 17, 2012
SAGE ADVISORY GROUP, LLC
December 7, 2001 - October 5, 2005
WEDBUSH SECURITIES INC.
March 4, 1998 - December 10, 2001
FIRST WILSHIRE SECURITIES, INC.
September 23, 1996 - February 27, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 14, 1995 - August 27, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SAGE ADVISORY GROUP, LLC
CRD#: 136362 / SEC#: 801-64517
Contact information
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