CD
Carl A. Demarco
HORNOR, TOWNSEND & KENT
Tinton Falls, NJ 07753
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CRD#: 2671924
CD
Professional summary
Carl Anthony Demarco JR, ChFC®, who also goes by Carl A Demarco, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Tinton Falls, New Jersey.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Carl has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carl A Demarco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: PRIMARY FINANCIAL | Position Held: Agent | Address: 4000 ROUTE 66 STE 20, TINTON FALLS, NJ 07753| Start Date: 01/2002 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: LIFE INSURANCE AND ANNUITY SALES. 2) RENTAL PROPERTY OWNER | Investment Related: No | DBA Name: n/a | Position Held: Proprietor/Owner | Address: 630 LOCUST RD., BRIELLE, NJ 08730 | Start Date: 1995 | Nature of Activity: Rental Property Owner | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: RENT AND MAINTAIN RENTAL PROPERTY FOR MYSELF AN PARTNERS. 3) ADULT EDUCATION | Investment Related: No | DBA Name: RICHARD STOCKTON UNIVERSITY | Position Held: Other | Address: MANAHAWKIN CAMPUS, 712 EAST BAY AVE, MANAHAWKIN, NJ 08050 | Start Date: 07/01/2015 | Nature of Activity: Other | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: TEACHING ADULT EDUCATION CLASSES IN FINANCIAL PLANNING. 4) NAC EXECUTIVE COMMITTEE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 4000 ROUTE 66 STE 20, TINTON FALLS, NJ 07753 | START DATE: 8/1/2015 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETING HELP DESIGN POLICIES AND PROCEDURES. VIA TELECONFERENCE.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Anthony Demarco JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carl Anthony Demarco JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 31, 2002 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 4000 Route 66 Ste 20, Tinton Falls, NJ 07753RIA
BD
CRD#: 4031
Tinton Falls, NJ
Current
January 11, 2002 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 4000 Route 66 Ste 20, Tinton Falls, NJ 07753RIA
BD
CRD#: 4031
Tinton Falls, NJ
Past
January 1, 1999 - January 17, 2002
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
October 23, 1995 - January 13, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 23, 1995 - January 13, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2002)
RR
California(1/23/2024)
RR
Connecticut(7/24/2017)
RR
Delaware(7/19/2016)
RR
Florida(1/11/2002)
RR
Georgia(9/8/2016)
RR
Illinois(1/12/2022)
RR
Maine(1/17/2020)
RR
Maryland(10/2/2017)
RR
Massachusetts(1/17/2020)
RR
Missouri(10/20/2025)
RR
New Jersey(1/11/2002)
IAR
New Jersey(7/31/2002)
RR
New York(1/11/2002)
RR
North Carolina(11/7/2023)
RR
Pennsylvania(1/11/2002)
RR
Virginia(12/17/2019)
RR
Washington(9/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Tinton Falls, NJ 07753TRUST BUT VERIFY
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