Peter J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Kelly was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1971. Peter had worked at 4 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1985 - February 1, 1993
PATTERSON FINANCIAL SERVICES, INC.
February 8, 1984 - July 19, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
November 4, 1981 - August 29, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
March 7, 1979 - September 12, 1981
PROTECTED INVESTORS OF AMERICA
December 1, 1971 - November 10, 1978
ACACIA EQUITY SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/24/1971
Registered Representative ExaminationCurrent Firm
PATTERSON FINANCIAL SERVICES, INC.
CRD#: 10368 / SEC#: , 8-27316
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
