Dennis R. Weddle

SUNSTREET SECURITIES

HENDERSON, NV

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CRD#: 2671849

Professional summary

Dennis Russell Weddle II, who also goes by Dennis R (ii) Weddle, Dennis Rusell Weddle II, is a registered financial advisor currently at SUNSTREET SECURITIES, LLC located in Henderson, Nevada.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dennis has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis R (ii) Weddle | Dennis Rusell Weddle Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HPN, BERKSHIRE GUARDIAN. AGENT SELLING HEALTH, DISABILITY, AND LONG TERM CARE INSURANCE SINCE 2000. RESULTING FROM FULL TIME FINANCIAL PLANNING SERVICES. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Russell Weddle II's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dennis Russell Weddle II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2008 - Present

SUNSTREET SECURITIES, LLC

RIA

CRD#: 6321

MINNEAPOLIS, MN

Past

July 25, 1996 - June 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 15, 1996 - September 26, 1996

TITAN ASSET MANAGEMENT GROUP, INC.

CRD#: 38210

LAGUNA NIGUEL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/8/2014)

California
(12/16/2021)

Florida
(8/21/2014)

Illinois
(2/11/2009)

Nevada
(1/30/2008)

IAR

Nevada
(1/30/2008)

Texas
(12/16/2021)

IAR

Texas
(12/16/2021)

Washington
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUNSTREET SECURITIES, LLC

CRD#: 143211 / SEC#: , 8-67541

Delaware

Registered Investment Advisory firm - SEC (12/31/2016 Terminated)

Nevada

Registered Investment Advisory firm - SEC (11/20/2007 Approved)

New Jersey

Registered Investment Advisory firm - SEC (8/23/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/4/2018 Conditional Restricted)

Washington

Registered Investment Advisory firm - SEC (12/31/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Mailing Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Phone number

(800) 823-1822

Established

Arizona since 01/04/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HADDAD, MUNIB SAID	CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER	2610231

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 5,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis R. Weddle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Russell Weddle II's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dennis Russell Weddle II's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNSTREET SECURITIES, LLC

TRICOR FINANCIAL, LLC

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

TITAN ASSET MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1996

Series 63

Date: 12/26/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1996

FINRA

Current Firm

SUNSTREET SECURITIES, LLC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

SUNSTREET SECURITIES, LLC

TRUST BUT VERIFY

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