Orel D. Orvis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orel Dighton Orvis, who also goes by O Dighton Orvis IV, Orel Dighton Orvis Iv, was a registered financial professional .
Orel is a previously registered financial professional and started their career in finance in 1995. Orel had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2016 - September 28, 2017
CHELSEA FINANCIAL SERVICES
October 3, 2015 - July 15, 2016
KOVACK SECURITIES INC.
September 22, 2010 - October 5, 2015
J.P. TURNER & COMPANY, L.L.C.
December 2, 2008 - September 3, 2010
JHS CAPITAL ADVISORS, LLC
August 5, 2002 - November 25, 2008
EMPIRE FINANCIAL GROUP, INC.
November 30, 1999 - August 5, 2002
FSC SECURITIES CORPORATION
November 30, 1999 - August 5, 2002
FSC SECURITIES CORPORATION
November 1, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
