James G. Stleger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Geoffrey Stleger was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 6 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - December 6, 2013
GOLDEN BENEFICIAL SECURITIES CORPORATION
September 27, 2002 - July 31, 2006
MCCLENDON, MORRISON & PARTNERS, INC.
July 3, 2002 - December 31, 2003
RUSHMORE SECURITIES CORPORATION
January 8, 2002 - May 15, 2002
RUSHMORE SECURITIES CORPORATION
October 17, 2000 - December 31, 2001
SUMMIT TRADING, INC.
March 23, 1999 - January 7, 2000
SUMMIT TRADING, INC.
October 2, 1998 - April 12, 1999
LIGHTSPEED PROFESSIONAL TRADING LLC
November 2, 1995 - October 7, 1998
BLOCK TRADING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/14/2002
Limited Representative-Equity Trader ExamCurrent Firm
GOLDEN BENEFICIAL SECURITIES CORPORATION
CRD#: 48029 / SEC#: , 8-52010
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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