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Skip Granger Swerdling

CRD# 2671553·Registered 1995 - 2001
Previously Registered: Being a previously registered professional could mean that Skip is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Skip Granger Swerdling, who also goes by Skip Granger, was a registered financial advisor. Skip was a previously registered financial professional and started their career in finance 1995 - 2001. Skip had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Skip Granger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
May 2, 2001 - November 26, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
May 25, 2000 - May 10, 2001
CANTELLA & CO., INC.·CRD# 13905
BD
Malden, MA
October 20, 1999 - May 22, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
January 13, 1999 - November 16, 1999
HEROLD & LANTERN INVESTMENTS, INC.·CRD# 30996
BD
Melville, NY
May 27, 1997 - January 25, 1999
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
New York, NY
September 10, 1996 - May 23, 1997
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
March 12, 1996 - December 23, 1996
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
November 6, 1995 - January 30, 1996

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Current Firm

JC
J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: 8-48061
BD
Terminated by SEC on 04/29/2007

Contact Information

Established

New York since 11/15/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
UMANSKY, PAUL JEFFREYPRESIDENT1615489
HAMPTON, CHARLES JOHNCHIEF OPERATING OFFICER2603775
MANN, JEFFREY JACOBDIRECTOR OF COMPLIANCE2419344
VELAZQUEZ, MICHAEL ANTHONYFIN-OP3094334

Disclosures

Regulatory Event

15

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2001

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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