Richard S. Shelley

ADVISOR SHARE WEALTH MANAGEMENT

Palm City, FL

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CRD#: 2671545

Professional summary

Richard Scott Shelley, who also goes by Richard Scott Shelly, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Palm City, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Scott Shelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the Other Business: Apollo Risk Management Whether the business is Investment-Related: NO The address of the other business: 1302 SW Evergreen Lane - Palm City, FL 34990 The nature of the other business: Consulting Your Position/Title or relationship with the other business: CEO The start date of your relationship: 2009 The approximate number of hours/month you devote to the other business: 100 The number of hours you devote to the other business during securities trading hours:1-2 Briefly describe your duties relating to the other business: Consult clients on minimizing financial risks, may include the placement of insurance products, may include referring client to appropriate professionals for tax incentive work. Advisory business engages in joint work arrangements with affiliated partners, as well as flat fee service offerings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Shelley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2024 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Palm City, FL

Past

January 29, 2021 - September 25, 2023

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Palm City, FL

Past

October 28, 2004 - December 31, 2020

PACKERLAND BROKERAGE SERVICES, INC.

RIA

CRD#: 37031

Palm City, FL

Past

December 16, 2002 - December 31, 2020

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

Palm City, FL

Past

April 4, 2002 - December 18, 2002

HIGH MARK SECURITIES, INC.

CRD#: 42467

LAKELAND, FL

Past

March 27, 2000 - April 4, 2002

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Past

November 18, 1998 - March 13, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 13, 1997 - February 6, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

November 20, 1996 - April 30, 1997

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

CRD#: 29771

MIAMI, FL

Past

March 28, 1996 - October 18, 1996

JOSEPH ROBERTS & CO., INC.

CRD#: 15971

POMPANO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1996

General Securities Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard S. Shelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Shelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS WEALTH MANAGEMENT, INC.

PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

HIGH MARK SECURITIES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

SIGNATOR INVESTORS, INC.

GRUNTAL & CO., L.L.C.

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

JOSEPH ROBERTS & CO., INC.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2004

Series 63

Date: 1/22/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/12/1996

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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