Loyd Andrew Kelly
Professional Summary
Loyd Andrew Kelly, who also goes by Lloyd Andrew Kelly, was a registered financial advisor. Loyd was a previously registered financial professional and started their career in finance 1957 - 1978. Loyd had worked at 2 firms and has passed the PC, Series 1, Series 4, Series 12 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lloyd Andrew Kelly
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
69 years in the financial services industry
Current & Past Employments
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Current Firm
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed May 1977Series 1 — Registered Representative Examination
Passed Aug 1957Series 12 — NYSE Branch Manager Examination
Passed Jul 1969Series 40 — Registered Principal Examination
Passed Jun 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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