Kerry J. St George

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CRD#: 2671181

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Jean St George, who also goes by Kerry Jean Stgeorge, was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1996. Kerry had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kerry Jean Stgeorge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Berkshire Hathaway HomeServices - not investment related; 82 Holliston Street, Medway MA, independent contractor; sales associate, 8 hours per mo. 0 during trading hours. Responsible for independent sales. ============================================================== 2. ERA Key Realty - Non-investment related; 1661 Worcester Road, Framingham, MA 01701; Assisting with real estate activities, Sales Person; Start date: 12/14/2019, 10 hrs devoted/month, 0 hours during trading hours; Assist with active broker's sales activities (i.e. Open houses, etc.) ******************************************************************************** For various tax or corporate reasons this individual may be coded as an "Employee" or Independent Contractor of Newport Group, Inc., an affiliate of Newport Group Securities, Inc. This individual may offer insurance products through any of the Firm's affiliates. Please refer to the employment section of the U4 for information regarding this individual's position, title and date o

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 25, 2022 - May 19, 2025

CAPACUITY LLC

RIA

CRD#: 297679

Braintree, MA

Past

October 8, 2022 - May 19, 2025

CAPACUITY SECURITIES, INC.

CRD#: 15384

LAKE MARY, FL

Past

January 19, 2022 - August 8, 2022

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Medway, MA

Past

January 17, 2018 - December 31, 2021

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Holliston, MA

Past

August 26, 2013 - December 22, 2017

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

Medway, MA

Past

August 23, 2013 - August 8, 2022

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

February 6, 2012 - March 19, 2014

MULLINTBG ADVISORS

RIA

CRD#: 141445

IRVINE, CA

Past

December 6, 2006 - August 28, 2013

M HOLDINGS SECURITIES, INC.

CRD#: 43285

NEW YORK, NY

Past

April 26, 2006 - November 30, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

June 4, 2001 - June 1, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 7, 2000 - June 4, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

May 8, 1998 - December 31, 1999

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

January 1, 1996 - March 24, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/22/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/2/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

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Contact information

Main Address

300 International Parkway Suite 350, Lake Mary, FL 32746

Mailing Address

Phone number

(407) 949-6889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A - 03.31.2025 (3/31/2025)

PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 10,601,699,879

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/26/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kerry J. St George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPACUITY SECURITIES, INC.

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

MULLINTBG ADVISORS

M HOLDINGS SECURITIES, INC.

MML INVESTORS SERVICES, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

FSC SECURITIES CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

CAPACUITY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2012

Series 63

Date: 1/16/1996

SIE

Date: 10/1/2018

Series 6

Date: 12/22/1995

Series 26

Date: 10/2/2000

Current Firm

CAPACUITY LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPACUITY LLC

TRUST BUT VERIFY

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