Walter Zagrobski

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CRD#: 2671138

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Zagrobski, who also goes by Walt Zagrobski, was a registered financial professional .

Walter is a previously registered financial professional and started their career in finance in 1995. Walter had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Walt Zagrobski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 1, 2018 - May 17, 2023

APPLETON PARTNERS, INC.

RIA

CRD#: 110049

BOSTON, MA

Past

March 22, 2005 - December 31, 2017

APPLETON PARTNERS, INC.

RIA

CRD#: 110049

BOSTON, MA

Past

November 20, 2000 - December 13, 2004

IFS FUND DISTRIBUTORS, INC.

CRD#: 24075

CINCINNATI, OH

Past

April 28, 1998 - August 18, 1999

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

October 19, 1995 - September 23, 1997

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/27/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1995

General Securities Representative Examination

Current Firm

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

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Contact information

Main Address

One Post Office Square 5th Floor, Boston, MA 02109

Mailing Address

Phone number

(617) 338-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPLETON PARTNERS, ADV PART 2 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	7,414
AUM (Assets Under Management)	$ 13,452,681,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
01/11/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter Zagrobski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APPLETON PARTNERS, INC.

IFS FUND DISTRIBUTORS, INC.

OSAIC FS, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

APPLETON PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/2001

Series 65

Date: 10/27/1995

Series 7

Date: 10/18/1995

Current Firm

APPLETON PARTNERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APPLETON PARTNERS, INC.

TRUST BUT VERIFY

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