Anne B. Walsh
Professional summary
Anne Bookwalter Walsh, who also goes by Anne Elizabeth Bookwalter, Anne Bookwalter-walsh, is a registered financial advisor currently at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC located in New York, New York.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Anne has worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anne Bookwalter Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2012 - Present
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Office #1: 330 Madison Avenue 10th Floor, New York, NY 10017June 21, 2007 - December 31, 2011
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
May 7, 1997 - May 17, 2000
DWS DISTRIBUTORS, INC.
May 17, 1996 - February 7, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 17, 1996 - February 7, 1997
OSAIC FA, INC.
Primary Firm SEC Registration
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD#: 137432 / SEC#: 801-66786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/25/2012)
Exams
Current Firm
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD#: 137432 / SEC#: 801-66786
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 228,739,114,272 |
Red Flags
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