Dhruv P. Gupta
Professional summary
Dhruv Pershad Gupta, who also goes by Dhruv P Gupta, Dhruv Gupta, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Reno, Nevada and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Dhruv is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Dhruv has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dhruv Pershad Gupta's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
October 5, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210February 5, 2019 - October 31, 2025
EMERSON EQUITY LLC
February 4, 2019 - October 31, 2025
EMERSON EQUITY LLC
August 2, 2018 - February 8, 2019
CREATIVE FINANCIAL DESIGNS, INC.
August 2, 2018 - February 8, 2019
CFD INVESTMENTS, INC.
February 15, 2017 - August 1, 2018
FORESTERS EQUITY SERVICES, INC.
February 1, 2017 - August 1, 2018
FORESTERS EQUITY SERVICES, INC.
March 26, 2015 - January 24, 2017
LIFEMARK SECURITIES CORP.
January 28, 2014 - January 24, 2017
LIFEMARK SECURITIES CORP.
January 29, 2013 - September 25, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 20, 2008 - August 9, 2012
NYLIFE SECURITIES LLC
August 27, 1997 - September 3, 1997
FIMCO SECURITIES GROUP, INC.
December 18, 1995 - February 21, 1997
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2025)
(10/23/2025)
(10/5/2025)
(10/8/2025)
(10/5/2025)
(10/8/2025)
(10/5/2025)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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