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KH

Kimberly A. Hogue

NEW LIFE FINANCIAL LLC
PRESCOTT VALLEY, AZ 86314
Some features on this profile are disabled
CRD#: 2671037
KH

Professional summary

Kimberly Ann Hogue, who also goes by Kimberly Ann Brewer, is a registered financial advisor currently at NEW LIFE FINANCIAL LLC located in Prescott Valley, Arizona.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kimberly has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kimberly Ann Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SISTERS BUILDING DREAMS,SINCE 02/2012, INDEPENDANT TRAVEL AGENT/BOOK VACATIONS. NON-INVESTMENT RELATED. 710 WATERWAY DR., FRANKLIN, IN 46131. 5 HRS. MO. DURING SECURITIES TRADING. 2. INSURANCE DOCTORS OF INDIANA, LLC, 295 SOUTH STATE ROAD 135, SUITE B, GREENWOOD, IN 46142, INDEPENDENT INSURANCE AGENCY, PROPERTY & CASUALTY, LIFE HEALTH, SELLING PROPERTY & CASUALTY INSURANCE, 45 HRS. MO. DURING SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Ann Hogue's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2017 - Present

NEW LIFE FINANCIAL LLC

Office #1: 3901 N Main Street #223, Prescott Valley, AZ 86314
RIA
CRD#: 289821
PRESCOTT VALLEY, AZ
Past

November 19, 2013 - December 31, 2015

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
PALM BEACH GARDENS, FL
Past

November 19, 2013 - December 31, 2015

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past

January 30, 2013 - January 31, 2013

NEW LIFE FINANCIAL LLC

RIA
CRD#: 166293
GREENWOOD, IN
Past

January 13, 1999 - December 31, 2011

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

January 12, 1996 - December 31, 2011

WADDELL & REED

BD
CRD#: 866
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(10/5/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/7/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/11/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NL
NEW LIFE FINANCIAL LLC
NEW LIFE FINANCIAL LLC

CRD#: 289821 / SEC#:

Arizona
Registered Investment Advisory firm - (6/21/2021 Approved)
Indiana
Registered Investment Advisory firm - (10/5/2017 Approved)
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Contact information

Main Address
3901 N Main Street #223, Prescott Valley, AZ 86314
Mailing Address
Phone number
(317) 374-3819
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts27
AUM (Assets Under Management)$ 2,807,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW LIFE FINANCIAL LLC

CRD#: 289821Prescott Valley, AZ 86314

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