James D. Heczko

OPUS INVESTMENT ADVISORS

OCEANSIDE, CA 92057

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CRD#: 2671018

Professional summary

James David Heczko is a registered financial advisor currently at OPUS INVESTMENT ADVISORS, LLC located in Oceanside, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - Heczko Farms, not investment related, 6465 La Paloma Lane, Oceanside CA 92057, small farm, owner, 3/2011, 10, manage an avocado grove located at residential address 2 - HotBot, not investment related, 6465 La Paloma Lane, Oceanside CA 92057, startup invention co, owner, 11/2013, 20, developing a new consumer appliance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Heczko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2017 - Present

OPUS INVESTMENT ADVISORS, LLC

Office #1: 6465 La Paloma Lane #100, Oceanside, CA 92057

RIA

CRD#: 122345

OCEANSIDE, CA

Past

July 24, 2008 - December 31, 2016

OPUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 122345

MANHATTAN BEACH, CA

Past

January 9, 1996 - June 20, 2000

KROLL SECURITIES LLC

CRD#: 36927

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/1996

General Securities Representative Examination

Current Firm

OPUS INVESTMENT ADVISORS, LLC

HECKO, JAMES DAVID | OPUS INVESTMENT ADVISORS, LLC | HECZKO, JAMES DAVID

CRD#: 122345 / SEC#: 801-61380

RIA

Registered Investment Advisory firm - (2/9/2006 Terminated)

California

Registered Investment Advisory firm - (2/6/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6465 La Paloma Lane #100, Oceanside, CA 92057

Mailing Address

Phone number

(760) 732-3121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Heczko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Heczko's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPUS INVESTMENT ADVISORS, LLC

OPUS INVESTMENT ADVISORS, LLC

KROLL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2008

Series 63

Date: 1/5/1996

Series 7

Date: 1/5/1996

Current Firm

OPUS INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

OPUS INVESTMENT ADVISORS, LLC

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