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JH

James D. Heczko

OPUS INVESTMENT ADVISORS
OCEANSIDE, CA 92057
Some features on this profile are disabled
CRD#: 2671018
JH

Professional summary

James David Heczko is a registered financial advisor currently at OPUS INVESTMENT ADVISORS, LLC located in Oceanside, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Heczko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2017 - Present

OPUS INVESTMENT ADVISORS, LLC

Office #1: 6465 La Paloma Lane #100, Oceanside, CA 92057
RIA
CRD#: 122345
OCEANSIDE, CA
Past

July 24, 2008 - December 31, 2016

OPUS INVESTMENT ADVISORS, LLC

RIA
CRD#: 122345
MANHATTAN BEACH, CA
Past

January 9, 1996 - June 20, 2000

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/6/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/15/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/1996
General Securities Representative Examination

Current Firm

OI
OPUS INVESTMENT ADVISORS, LLC
HECKO, JAMES DAVID | OPUS INVESTMENT ADVISORS, LLC | HECZKO, JAMES DAVID

CRD#: 122345 / SEC#: 801-61380

RIA
Registered Investment Advisory firm - (2/9/2006 Terminated)
California
Registered Investment Advisory firm - (2/6/2017 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6465 La Paloma Lane #100, Oceanside, CA 92057
Mailing Address
Phone number
(760) 732-3121
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPUS INVESTMENT ADVISORS, LLC

CRD#: 122345Oceanside, CA 92057

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