Morris Angelou
Professional summary
Morris Angelou was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Morris is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Morris had worked at 10 firms, which includes CANTELLA & CO. INC., BOLTON GLOBAL CAPITAL, CONTINENTAL CAPITAL INVESTMENT SERVICES INC., GLENN MICHAEL FINANCIAL INC., COLEMAN & COMPANY SECURITIES INC., GKN SECURITIES CORP., STATE CAPITAL MARKETS CORPORATION, RENAISSANCE FINANCIAL SECURITIES CORP., COLIN WINTHROP & CO. INC., FIRST ASSET MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2000 - December 31, 2001
CANTELLA & CO., INC.
June 30, 2000 - September 27, 2000
BOLTON GLOBAL CAPITAL
November 11, 1999 - May 4, 2000
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
June 3, 1998 - January 12, 2000
GLENN MICHAEL FINANCIAL, INC.
January 16, 1998 - June 10, 1998
COLEMAN & COMPANY SECURITIES, INC.
August 13, 1996 - January 2, 1998
GKN SECURITIES CORP.
May 29, 1996 - August 26, 1996
STATE CAPITAL MARKETS CORPORATION
April 29, 1996 - June 5, 1996
RENAISSANCE FINANCIAL SECURITIES CORP.
April 2, 1996 - May 17, 1996
COLIN WINTHROP & CO., INC.
November 7, 1995 - April 1, 1996
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
