Mark K. Teruya
Professional summary
Mark Kana Teruya was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Mark had worked at 2 firms, which includes USA WEALTH MANAGEMENT LLC, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2005 - September 20, 2007
USA WEALTH MANAGEMENT LLC
January 16, 1996 - November 18, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
USA WEALTH MANAGEMENT LLC
CRD#: 122082 / SEC#: 801-61898
Contact information
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