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AS

Adam C. Scalione

MCAP LLC
ORLANDO, FL 32801
Some features on this profile are disabled
CRD#: 2670770
AS

Professional summary

Adam Craig Scalione, who also goes by Adam Scalione, is a registered financial professional currently at MCAP LLC located in Orlando, Florida.

Adam is registered as a RR (Registered Representative) and started their career in finance in 1996. Adam has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Scalione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Craig Scalione's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2022 - Present

MCAP LLC

Office #1: 390 N. Orange Avenue Suite 2700, Orlando, FL 32801
BD
CRD#: 139515
ORLANDO, FL
Past

January 6, 2022 - February 1, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL
Past

February 18, 2015 - June 30, 2021

STONEX FINANCIAL INC.

BD
CRD#: 45993
WINTER PARK, FL
Past

January 2, 2014 - July 1, 2014

BNY MELLON CAPITAL MARKETS, LLC

BD
CRD#: 17454
LAKE MARY, FL
Past

March 17, 2010 - July 1, 2014

PERSHING LLC

BD
CRD#: 7560
LAKE MARY, FL
Past

June 12, 2006 - May 28, 2008

TRINITY TRADING CORP.

BD
CRD#: 122553
NEW YORK, NY
Past

March 21, 2001 - April 4, 2006

EMAC SECURITIES CORPORATION

BD
CRD#: 103963
NEW YORK, NY
Past

January 16, 1997 - February 19, 1998

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

March 25, 1996 - June 26, 1996

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/28/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/4/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 3/16/2000
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/11/2011
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

ML
MCAP LLC
EQUISEARCH SECURITIES, INC. | MCAP LLC | MADISON CAPITAL MARKETS, LLC | MADISON CAPITAL MARKETS, INC.

CRD#: 139515 / SEC#: , 8-67217

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
100 Park Avenue Suite 2201, New York, NY 10017
Mailing Address
100 Park Avenue Suite 2201, New York, NY 10017
Phone number
(212) 750-1056
Established
Delaware since 11/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MCAP TECHNOLOGIES LLCOWNER
DENNIS, WILLIAM CHOWNINGPRESIDENT4282868
MENN, DAVID ROBERTCHIEF EXECUTIVE OFFICER2283670
MULLEN, GREGORY VINCENTCHIEF FINANCIAL OFFICER & FINOP2048657
PATTI, LEONARD WILLIAMCHIEF COMPLIANCE OFFICER4276315

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCAP LLC

CRD#: 139515Orlando, FL 32801

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