Mitchell B. Todd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Brian Todd, who also goes by Mitchell B Todd, Brian Todd, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1996. Mitchell had worked at 11 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - June 29, 2016
WEALTH MANAGEMENT ADVISORS, LLC
October 20, 2015 - May 3, 2016
TRIAD ADVISORS LLC
January 30, 2013 - October 2, 2015
TRUIST INVESTMENT SERVICES, INC.
August 9, 2010 - January 29, 2013
TRUIST INVESTMENT SERVICES, INC.
August 9, 2010 - October 2, 2015
TRUIST INVESTMENT SERVICES, INC.
June 30, 2009 - October 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2009 - October 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2008 - July 2, 2009
TRUIST INVESTMENT SERVICES, INC.
August 11, 2008 - July 2, 2009
TRUIST INVESTMENT SERVICES, INC.
May 7, 2007 - January 29, 2008
B. RILEY WEALTH MANAGEMENT
May 4, 2006 - March 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2002 - July 7, 2003
A. G. EDWARDS & SONS, INC.
July 23, 2001 - March 15, 2002
QUICK & REILLY, INC.
October 11, 1996 - May 7, 2001
FIDELITY BROKERAGE SERVICES LLC
January 1, 1996 - April 18, 1996
IDS LIFE INSURANCE COMPANY
January 1, 1996 - April 18, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WEALTH MANAGEMENT ADVISORS, LLC
CRD#: 171260 / SEC#: 801-79660
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH MANAGEMENT ADVISORS, LLC
CRD#: 171260 / SEC#: 801-79660
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,306 |
| AUM (Assets Under Management) | $ 562,697,473 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
