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DG

Douglas W. Graft

MIDWEST CAPITAL FINANCIAL ADVISORS
Decatur, IN 46733
Some features on this profile are disabled
CRD#: 2670499
DG

Professional summary


Douglas Wayne Graft, who also goes by Doug Graft, is a registered financial advisor currently at MIDWEST CAPITAL FINANCIAL ADVISORS, LLC located in Decatur, Indiana.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Douglas has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Doug Graft

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGET 2. COLUMBIA CITY INDIANA PLAN COMMISSION

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Douglas Wayne Graft's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 8, 2021 - Present

MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

Office #1: 226 N 12th St, Decatur, IN 46733
RIA
CRD#: 307447
Decatur, IN
Past

February 6, 2012 - December 31, 2020

CREATIVE FINANCIAL DESIGNS, INC.

RIA
CRD#: 109032
COLUMBIA CITY, IN
Past

February 6, 2012 - December 31, 2020

CFD INVESTMENTS, INC.

BD
CRD#: 25427
COLUMBIA CITY, IN
Past

May 3, 2006 - February 6, 2012

WALNUT STREET SECURITIES, INC.

RIA
CRD#: 15840
COLUMBIA CITY, IN
Past

June 24, 2003 - November 2, 2006

WALNUT STREET ADVISERS INC

RIA
CRD#: 109903
DOLUMBIA CITY, IN
Past

January 9, 1998 - February 6, 2012

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
COLUMBIA CITY, IN
Past

November 6, 1995 - December 15, 1997

CFD INVESTMENTS, INC.

BD
CRD#: 25427
KOKOMO, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/8/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 11/9/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MC
MIDWEST CAPITAL FINANCIAL ADVISORS, LLC
MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

CRD#: 307447 / SEC#:

Indiana
Registered Investment Advisory firm - (2/13/2020 Approved)
Ohio
Registered Investment Advisory firm - (3/6/2023 Approved)
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Contact information


Main Address
226 N 12th St, Decatur, IN 46733
Mailing Address
Po Box 845, Decatur, IN 46733
Phone number
(260) 724-4472
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts100
AUM (Assets Under Management)$ 12,884,639

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

CRD#: 307447Decatur, IN 46733

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