Kevin W. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Wayne Miller, who also goes by Kevin W Miller, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - February 13, 2018
MMI INVESTMENTS LLC
July 11, 2006 - December 31, 2015
MMI INVESTMENTS LLC
May 4, 2004 - August 2, 2006
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - September 18, 2007
NEWEDGE SECURITIES, LLC
February 13, 2001 - May 4, 2004
FDX ADVISORS, INC.
February 18, 2000 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
December 20, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 20, 1995 - February 18, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MMI INVESTMENTS LLC
CRD#: 140259 / SEC#: 801-68649
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
